How AI transforms risk management, enhances compliance

Ensure snag-free operations with accurate, timely regulatory reporting and without legacy drags.

Risk & Compliance
Experience

Cloud-based
Quantitative Modeling
and ML Ops

A scalable ML Ops toolkit to migrate SAS-based analytical modeling teams in Enterprise Risk to Amazon SageMaker. Automated onboarding, role management, and model lifecycle processes, significantly reducing model development and deployment timeframes while enhancing governance and scalability

Cloud Migration
and Credit Risk
Data Processing

Porting of Credit Risk data from an on-prem Netezza warehouse to AWS, leveraging S3 for data lakes and Redshift for high-performance analytics. A flexible ETL framework using DataSync, Glue ETL, and Apache Airflow, to enable faster month-end processing and supporting advanced risk modeling

Big Data Architecture
for Credit Risk
Databases

Re-engineering of legacy Sybase database for Credit Risk, to a cloud-based, big data architecture. Logical segregation of banking book, trading book, and securities finance transactions enabled parallel processing of month and quarter-end activities, improving performance by 70%

ETL Framework to
Streamline Counterparty
Credit Risk

Domain-specific Language (DSL)-based ETL Framework using domain for seamless data transformation and allowing multiple data feeds with minimal adjustments, resulting in zero downtime amid trade reference data changes, and 15% faster onboarding of new data

Modernization of
Enterprise Risk Limits
and Utilization Monitoring

Transformation of enterprise risk applications for limit management, utilization tracking, and exception handling using modernized dashboards and distributed architecture. High-performance, scalable solution with intuitive visualization and analytics for proactive risk monitoring

Intelligent Employee
Due Diligence

Re-engineering from monolith to microservices-based multilingual platform with automated employee trading analysis for conflict detection, insider trading, and misconduct. Chatbot integration to provide guidance and real-time reporting dashboards for global compliance officers

Advanced Trade
Surveillance and Market
Conduct Monitoring

Surveillance solutions to detect market manipulation, including spoofing, front running, and wash trades. Predictive analytics and behavioral indicators from transactions and communications to enhance the accuracy of alerts and streamline compliance workflows

Dynamic Data
Archival and
Intelligent Retrieval

Data archival framework to optimize cost and scalability, transitioning from a Big Data platform to IBM COS S3, reducing storage costs by 20%. Batch retrieval with validation, detailed reporting, and intuitive dashboards

Control Group System
for Conflict Clearance
and Securities Restrictions

Re-engineering of the Control Group System, replacing legacy platforms with a microservices-based cloud architecture. Streamlined integration with primary data sources, supporting conflict clearance, securities restrictions, and advanced search for compliance teams across global markets

Regulatory Reporting
and Disclosure of
Interest Compliance

In-house Disclosure of Interest solution to centralize company information impacting investment decisions. Ensuring compliance with global regulatory mandates by enabling accurate disclosure of financial holdings, enhancing transparency, and mitigating regulatory risks

Integrated Conduct Risk
Management for Trade and
Communication Surveillance

Unified platform for trade surveillance, electronic communication monitoring, and information barriers for supervisor groups. Automated rule-based workflows and targeted alert generation by leveraging country-specific predictive and behavioral analytics, strengthening global compliance

Value We Provide

Deep Expertise in
Risk & Compliance
Transformation

With extensive experience in modernizing risk and compliance ecosystems, we enable financial institutions to enhance resilience, optimize processes, and meet evolving regulatory requirements. Our solutions drive efficiency across risk modeling, surveillance, and compliance functions while ensuring seamless integration with enterprise-wide systems.

Scalable and High-
Performance
Risk Architecture

By leveraging cloud-native, distributed architectures and modern data frameworks, we help organizations transform legacy risk management platforms into scalable, high-performance solutions. Our approach enables faster data processing, enhanced risk analytics, and real-time insights for proactive risk mitigation.

Enhanced Surveillance
and Conduct
Risk Management

Our advanced surveillance solutions integrate behavioral analytics, predictive models, and automated workflows to strengthen monitoring capabilities. We empower financial institutions with targeted, high-quality alerts for insider trading, market abuse, and misconduct, improving regulatory adherence and risk mitigation.

Data-Driven Decision
Making for
Risk and Compliance

Through big data architectures, AI-driven insights, and real-time monitoring capabilities, we enable institutions to make informed, data-driven decisions. Our solutions optimize regulatory reporting, employee due diligence, and trade surveillance by providing actionable intelligence across risk and compliance functions.